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Client Forms

Thank you for viewing and/or download forms for our first meeting!  If you have any questions at all, please don't hesitate to call (757-302-6131) or email (  I look forward to seeing you soon!

The Personal Data Gathering Questionnaire is essential to bring to our first meeting.  At a minimum, complete the first page with your contact information and the last page describing some of your goals. The more data you can fill in ahead of time the more efficient our meeting can be- which saves you money.  You're welcome to bring bank, credit and investment account statements, tax returns, insurance statements, estate planning documents (wills, durable and health care powers of attorney, trusts, living will/advance directive) and other documents in lieu of or in addition to filling in the form details.

If you wish for us to review any aspect of investing, please review (and print, if you wish) our Form ADV Part II and Privacy Agreements. Print out the Receipt of Form ADV Part II and Privacy Agreement to give to me, signed, at our meeting. In order to properly assess your risk tolerance and appropriate investment portfolio, please complete the Finametrica Risk Questionnaire and bring to our meeting.

If you wish to authorize us directly to obtain or release information to any third party, use the Authorization of Information Form. The last form, the Financial Satisfaction Questionnaire, may be interesting and helpful, if you see fit.  It can help us discover areas of planning you may not otherwise consider.

Thank you!


  • Personal Data Gathering Questionnaire
    Essential for our first meeting, your information is kept confidential in accordance with our privacy statement, below.
  • Documents Needed for Analysis
    Suggested documents for a comprehensive financial review.
  • Form ADV II Disclosure
    For your information and protection, we are required to provide this to you because we are a Registered Investment Advisor in the Commonwealth of Virginia.  Please review.
  • Privacy Statement
    This form demonstrates our protection of your privacy as we secure all of your records with the greatest of confidentiality.
  • Receipt of Form ADV Part II and Privacy Notice
  • FinaMetrica Risk Questionnaire
    This questionnaire helps us determine the level of risk you are willing to take when investing. The completion of this form is required before we can give advice on your specific investing plan.
  • Authorization of Information
    This form permits us to work with other professionals from whom we may need information to complete your financial plan.
  • Financial Satisfaction Questionnaire
    This questionnaire helps us determine your satisfaction concerning various parts of your financial life. When we know the areas in which you are not as comfortable, we can better assist you by focusing on your true concerns and needs.

Financial Solutions is a registered investment advisor in the Commonwealth of Virginia. Financial Solutions and its representatives are in compliance with the current registration requirements imposed upon registered investment advisers by those states in which Financial Solutions maintains clients. Financial Solutions may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Its web site is limited to the dissemination of general information pertaining to its investment advisory services. Accordingly, the publication of Financial Solution's web site on the Internet should not be construed by any consumer and/or prospective client as solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any investment advisory service communication subsequently or directly made by Financial Solutions with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. 

For information pertaining to the registration status of Financial Solutions, please contact the state securities law administrators for those states in which Financial Solutions is registered. A copy of its current written disclosure statement discussing its business operations, services, and fees is available on this web site. Financial Solutions does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Financial Solutions web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

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